Compliance Audits

As a boutique law firm that advises on regulatory matters our experience shows that in the course of its work, each undertaking should periodically check whether the regulatory requirements related to its business are observed. Accordingly, the necessary measures must be taken to correct the deviations identified in order to avoid serious sanctions.

Therefore, in line with the good practices, we offer our clients internal compliance audits thus to identify how general and sector-specific requirements are applied and respected (eg, personal data protection, competition, labelling and many others).

Audits can be performed in one or more regulatory areas, depending on the customer needs. Our work includes a careful understanding of the sector and how the particular business operates. We prepare questionnaires for interviews with key business figures according to the focus of the audit. On this basis, we determine what type and volume of documents will be reviewed.

On the basis of the audit information we receive, we identify the risks for your enterprise and determine measures to overcome them. These may include, for example, the preparation of internal rules and acts, compliance programs, training of employees, etc.

With a view to the over-regulated market at the moment, our service greatly facilitates the management of individual organisations. It unloads it from tracking compliance with processes and legal obligations that are subject to supervision and sanction by different national and/or European authorities.